Skip to main content

Full text of "USPTO Patents Application 10597633"

See other formats


(12) INTERNATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY (PCT) 



(19) World InteUectual Property 
Organization 
International Bureau 

(43) International Publication Date 
22 September 2005 (22,09,2005) 





II 



PCX 



(10) International Publication Number 

WO 2005/087307 A2 



(51) International Patent Classification'': 
(21) International Application Number: 



A61N 1/00 



PCT/IL2005/000135 

(22) InternaUonal Filing Date: 4 February 2005 (04.02.2005) 

(25) Filing Language: English 

(26) Publication Language: English 



(3U) Priority Data: 

60/542,022 
60/566,078 



5 February 2004 (05.02.2004) US 
29 April 2004 (29.04.2004) US 



(71) Applicant (for all designated States except US): RE- 
ABILITY INC. [GB/GBJ; Nerine Chambers, P.O. Box 
905, Road Town. Tortola (VG). 

(72) Inventors; and 

(75) Inventors/Applicants (for US only)*. EINAV, Omer 
[IL/IL]; 42875 KfarMonash (IL). KORENMAN, Ernesto 
[IL/ILJ; 7 Hauvat Givati Street, 43338 Raanana (IL). 

(74) Agents: FENSTER, Paul et aL; FENSTER & COM- 
PANY, INTELLECTUAL PROPERTY LTD., RO, Box 
10256, 49002 Petach Tikva (IL). 



(81) Designated States (unless otherwise indicated, for e\fery 
kind of national protection avaiiable)i AE, AG, AL, AM, 
AT, AU, AZ, BA, BB, BG, BR, BW, BY, BZ, CA, CH, CN, 
CO, CR, CU, CZ, DE, DK, DM, DZ, EC, EE, EG, ES, FI, 
GB, GD, GE, GH, GM, HR, HU, ID, TL, IN, IS, JP, KE. 
KG, KP, KR, KZ, LC, LK, LR, LS, LT, LU, LV, MA, MD, 
MG, MK, MN, MW, MX, MZ, NA, NI, NO, NZ, OM, PG, 
PH, PL, PT, RO, RU, SC, SD, SE, SG, SK, SL, SM, SY, TJ, 
TM, TN, TR, TT, TZ, UA, UG. US, UZ. VC, VN, YU, ZA, 
ZM, ZW. 

(84) Designated States (unless otherwise indicated, for every 
kind of regional protection available): ARTPO (BW, GH, 

GM, KE, LS, MW, MZ, NA, SD, SL, SZ, TZ, UG, ZM, 
ZW), Eurasian (AM, AZ, BY, KG, KZ, MD, RU, TJ, TM), 
European (AT, BE, BG, CH, CY, CZ, DE, DK, EE, ES, FI, 
FR, GB, GR, HU, IE, IS, IT, LT, LU, MC, NL, PL, PT, RO, 
SE, SI, SK, TR), OAPI (BF, B J, CF, CG, CI, CM, GA, GN. 
GQ, GW, ML, MR, NE, SN, TD. TG). 

Published: 

— without international search report and to be republished 
upon receipt of thai report 

[Continued on next page] 



(54) Title: NEUROMUSCULAR STIMULATION 



A28 



CONTROLLER 



c 



126 









NMES 









'132 



00 



IT) 




172 



(57) Abstract: Apparatus for rehabilitating a patient who has a paretic body part, the apparatus comprising: a) at least one elec- 
tromyography (EMG) sensor adapted to being applied to a voluntary muscle of a healthy body part of the same type as the paretic 
body part, which at least one sensor produces at least one EMG signal; b) a neuromuscular electrical stimulation (NMES) device 
adapted for stimulating at least one voluntary muscle of the paretic body part; and c) a controller which controls the NMES device, 
making the amplitude of stimulation of the paretic body part at least partly dependent on the EMG signal from the healthy body part. 



wo 2005/087307 A2 lllllllillllllll 



lillllllllllllllllllllllllllllllllllillllllllllilllli^ 



For two-letter codes and other abbreviations, refer to the "Guid- 
ance Notes on Codes and Abbrexnaiions" appearing at the begin- 
ning of each regular issue of the PCT Gazette. 



V 



WO 2005/087307 PCT/1L2005/000135 

NEUROMUSCULAR STIMULATION 

RELATED APPLICATIONS 
This application claims the benefit under 119(e) of U.S. Provisional Application No. 
60/542,022, filed on February 5, 2004, and U.S. Provisional Application 60/566,078 filed on 
5 April 29, 2004, the disclosure of both applications are incorporated herein by reference. This 
application is also related to PCT applications, being filed on sanxe date and by the same 
applicant as the present application, entitled "Gait Rehabilitation Methods and Apparatuses"; 
"Rehabilitation with Music"; "Fine Motor Control Rehabilitation"; "Niethods and Apparatuses 
for Rehabilitation Exercise and Training"; "Methods and Apparatus for Rehabilitation and 
10 Training"; "Methods and Apparatus for Rehabilitation and Training"; "Methods and Apparatus 
for Rehabilitation and Training"; and having attorney docket numbers, 414/04391; 414/04396; 
414/04401; 414/04388; 414/04213, 414/04404; and 414/04405, respectively. The disclosures 
of all these applications are incorporated herein by reference. 

FIELD OF THE INVENTION 
1 5 The field of the invention is devices for rehabilitation of pat:ients with motor control 

problems, 

BACKGROUND OF THE INVENTION 
Voluntary muscle movement is caused by electrical impulses which originate in the 
somato-motor cortex of the brain. A neuron in the somato-motor cortex sends electrical signals 
20 to a motor neuron m the spinal cord, which in turn sends electrical sisals which stimulate the 
contraction of muscle fibers, producing movement. All of the muscle fibers which are 
stimulated by a given motor neuron are called a "motor unit." Each, muscle fiber exhibits an 
electrical potential across its cell membrane, which changes when the muscle contracts. 

In electromyography (EMG), the difference in potential on the surface of the skin is 
25 measured between the center and the ends of a muscle, which gives a measure of the number of 
contracting muscle fibers. EMG is regularly used to diagnose a variet^^ of medical conditions in 
patients, as well as in healthy subjects for research on muscle functiorm. 

In stroke patients with damage to their somato-motor cortex, electrical signals are not 
generated for one or more muscles or parts of muscles, or do not reach those muscles, and 
30 normal contraction of those muscles is impossible. Often, residual EMG signals, too weak or 
too spread out to cause the muscles to contract, are still detectable. 

Neuromuscular electrical stimulation (NMES) is used to produce contraction of a 
muscle which cannot contract normally in a stroke patient. NMES may stop spasticity in a 
muscle, and may prevent the muscle fi*om atrophying. It is also known to turn NMES of a 



y 



V 



WO 2005/087307 PCT/IL2005/000135 

single muscle on or off in response to residual EMG signals detected from that muscle, thereby 
allowing the muscle to contract under the control of the patient. 

SUMMARY OF THE INVENTION 
An aspect of an embodiment of the invention concerns applying NMES to a paretic 
5 arm, or any other part of the body with volimtary muscles, in a manner which is insufficient to 
cause a desired motion. In an exemplary embodiment of the invention, the desired motion is 
provided or assisted by an actuator which moves or helps move the paretic portion. 
Alternatively or additionally, a patient provides the required additional neural signals (e.g., via 
natural pathways). In some embodiments the actuating device is used to resist motion and/or to 
1 0 guide the motion to a desired pathway. Optionally, a controller is provided storing thereon a 
plurality of desired motions and expected responses by the patient to various stimulation and 
assistance levels. 

In an exemplary embodiment of the invention, the NMES is provided at an amplitude 
that would be too low to produce motion by itself, but which, in combination with nerve 

1 5 impulses arising in the patient's motor cortex, allow the arm or other body part to move, or to 
move more effectively than without the NMES. It does this, for example, by producing 
muscular feedback which helps to train the motor cortex to move that body part. In some 
embodiments, the NMES need not be very strong, or very precisely directed, in order to do 
this. Whenever this application refers to arms, it should be understood that any other body part, 

20 . or combination of body parts, with voluntary muscles may be used instead. Optionally, EMG 
signals from the same arm, or from the corresponding muscles in the patient's other arm, or 
from the arm of another person, are used to determine the pattern (e.g., timing and/or 
amplitude) of the NMES. 

Another aspect of an embodiment of the invention concerns the use of EMG signals 

25 from one arm, optionally a healthy arm, undergoing voluntary motion, to determine a pattern of 
NMES to be applied to another, paretic arm. Optionally EMG signals from the paretic arm are 
also used, at least to determine the timing of the NMES. Optionally, the healthy arm is the 
other arm of the patient, and the patient tries to move both arms in synchrony, in a mirror 
symmetric pattern. 

30 Optionally, for either of these embodiments of the invention, the EMG and NMES 

involve a coordinated sequence of contractions of more than one muscle, and/or a range of 
amplitudes for the NMES, rather than having the NMES either on or off for a single muscle. 

By providing feedback, through the kinesthetic sense, of a coordinated sequence of 
muscle contractions, the patient's nervous system may be encouraged to utilize alternative 

2 



wo 2005/087307 PCT/IL2005/000135 

undamaged pathways for nerve impulses, or alternative locations in the motor cortex, and the 
patient can leam to move his ami more effectively on his own. This may be especially true if 
the NMES is coordinated with the weak nerve impulses that the patient produces on his own, 
as measured by the EMG. 
5 Optionally, a device, for example a robotic arm, which monitors and displays the 

movement of the arm, is used for the paretic arm, and optionally also for the healthy arm if one 
is used. Information about the movement of the arm can provide further feedback to the 
patient, as well as feedback for controlling the NMES, and feedback to a physical therapist 
who is monitoring the progress of the patient's rehabilitation. A robotic arm or similar device 
10 can also mechanically move the paretic arm, complementing the NMES by providing a 
different kind of kinesthetic feedback, A robotic arm can also exert a force working against the 
muscle, providing a way to strengthen the arm as well as to measure progress in strengthening 
the arm. 

« 

There is thus provided in accordance with an exemplary embodiment of the invention, 
15 apparatus for rehabilitating a patient who has a paretic body part, the apparatus comprising: 

a) at least one electromyography (EMG) sensor adapted to being applied to a voluntary 
muscle of a healthy body part of the same typQ as the paretic body part, which at least 
one sensor produces at least one EMG signal; 

b) a neuromuscular electrical stimulation (NMES) device adapted for stimulating at least 
20 ^ one voluntary muscle of the paretic body part; 

c) a controller which controls the NMES device and expects a motion of the paretic body 

part, making the amplitude of stimulation of the paretic body part at least partly 
dependent on the EMG signal firom the healthy body part such that said NMES 
stimulation is not sufficient, on its own, to move said paretic body part said expected 
25 motion. 

Optionally, the at least one muscle of the healthy body part corresponds to the at least 
one muscle of the paretic body part. 

In an exemplary embodiment of the invention, said controller is configured to process 
said EMG signals and determine at least one property of said NMES signal. 
30 In an exemplary embodiment of the invention, the controller is configured so that the 

NMES stimulates the paretic body part to make a movement corresponding to a movement 
made by the healthy body part when the EMG signals are sensed. Optionally, the controller is 
configured so that the amplitude of stimulation of at least one of the at least one muscle of the 



3 



f 



wo 2005/087307 PCT/IL2005/000135 

paretic body part increases when the EMG signal from the corresponding muscle of the healthy 
body part increases at a corresponding time in the movement of the healthy body part. 

In an exemplary embodiment of the invention, the at least one muscle of the paretic 
body part comprises an antagonistic pair of muscles, and the controller is configured so that the 
5 amplitude of stimulation of one muscle of the antagonistic pair of muscles decreases when the 
EMG signal from the muscle in the healthy body part corresponding to the other muscle of the 
antagonistic pair of muscles increases at a corresponding time in the movement of the healthy 
body part. 

In an exemplary embodiment of the invention, one or both of the controller and the 

10 NMES device are configured so that the stimulation amplitude is not high enough to cause the 
stimulated muscle to contract in the absence of nerve impulses from the patient's brain, but is 
high enough to cause the muscle to contract in the presence of nerve impulses from the 
patient's brain, for at least some patients who cannot move said body part by themselves. 

In an exemplary embodiment of the invention, the at least one EMG sensor comprises a 

1 5 plurality of EMG sensors, each EMG sensor adapted to bemg applied to a different muscle or 
muscle part of the healthy body part. Optionally, each EMG sensor produces a separate EMG 
signal. Optionally, the NMES device is adapted to independently stimulate a plurality of 
muscles or muscle parts of the paretic body part. Optionally, said plurality of muscles or 
muscle parts of the paretic body part correspond to the muscles or muscle parts of the healthy 

20 body part to which the plurality of EMG sensors are adapted to being applied. Optionally, the 
controller is configured so that amplitude of NMES stimulation of said plurality of muscles or 
muscle parts of the paretic body part is at least partly dependent on the EMG signals from the 
plurality of EMG sensors. Optionally, the controller is configured so that the amplitude of 
NMES stimulation of each of said plurality of muscles or muscle parts depends at least partly 

25 on the EMG signal from the corresponding muscle or muscle part. 

In an exemplary embodiment of the invention, the paretic body part is a body part that 
comes in paks. Optionally, the paretic body part is an arm. Alternatively or additionally, the 
paretic body part comprises a leg. 

In an exemplary embodiment of the invention, the healthy body part belongs to the 

30 patient. Alternatively, the healthy body part belongs to a different person. 

In an exemplary embodiment of the invention, the controller makes the stimulation 
amplitude at least partly dependent on a processed form of the EMG signal. Optionally, the 
processed form of the EMG signal is stretched out in time from the EMG signal. Alternatively 
or additionally, the processed form of the EMG signal corresponds to an EMG signal that 



i 



1 



WO 2005/087307 PCT/IL2005/000135 

would be produced by a movement of the healthy body part that is a mirror image of a 
movement that the healthy part was undergoing when the EMG signal was generated. 
Alternatively .or additionally, the processed form of the EMG signal is time delayed from the 
EMG signal. 

S In an exemplary embodiment of the invention, the apparatus includes a first position 

, * 

sensing device which monitors a position of the healthy body part. Optionally, the apparatus 
includes a first actuating device which mechanically changes the position of the healthy body 
part. 

In an exemplary embodiment of the invention, the apparatus includes a second position 

10 sensing device which monitors a position of the paretic body part. 

In an exemplary embodiment of the invention, the apparatus includes a paretic 
actuating device which mechanically changes the position of the paretic body part under 
control of said controller and according to said expected move. 

There is also provided in accordance with an exemplary embodiment of the invention 

15 apparatus adapted for rehabilitating a class of patients who have a paretic body part, the 
apparatus comprising a neuromuscular electrical stimulation (NMES) device adapted to 
stimulate at least one voluntary muscle in the paretic body, wherein the amplitude of 
stimulation is not sufficient by itself to cause contraction of said muscle, but the amplitude of 
stimulation is sufficient to cause contraction of said muscle when a patient in said class 

20 attempts to move the body part at the same time. 

In an exemplary embodiment of the invention, the apparatus comprises at least one 
paretic EMG sensor adapted for applying to a voluntary muscle of the paretic body part, which 
at least one paretic EMG sensor produces at least one paretic EMG signal. Optionally, the 
controller makes the amplitude of stimulation of the paretic body part at least partly dependent 

25 on the at least one paretic EMG signal. Optionally, the at least one paretic EMG sensors 
adapted for applying to the paretic body part comprise a plurality of paretic EMG sensors, each 
adapted for being applied to a different muscle or muscle part of the paretic body part, and each 
producing a separate paretic EMG signal. Optionally, the NMES device is adapted to stimulate 
the muscles or muscle parts of the paretic body that the paretic EMG sensors are adapted for 

30 being applied to, and the controller is configured to make the amplitude of stimulation of each 
muscle or muscle part depend at least partly on the paretic EMG signal from that muscle or 
muscle part. 



5 



wo 2005/087307 PCT/IL2005/000135 

In an exemplary embodiment of the invention, said first actuating device mechanically 
changes the position of said healthy body part at varying levels chosen from the group of 
complete assistance, partial assistance or no assistance. 

In an exemplary embodiment of the invention, said first actuating device mechanically 
5 changes the position of said healthy body part by limiting the range of motion of said part. 

In an exemplary embodiment of the invention, said second actuating device 
mechanically changes the position of said paretic body part at varying levels chosen from the 
group of complete assistance, partial assistance or no assistance. 

In an exemplary embodiment of the invention, said second actuating device 
10 mechanically changes the position of said paretic body part by limiting the range of motion of 
said part. 

There is also provided in accordance with an exemplary embodiment of the invention, a 
method of rehabilitating a patient who has a paretic body part, the method comprising: 

a) having the patient or another person move a healthy body part that is of the same type 
15 as the paretic body part; 

b) detecting EMG signals from the healthy body part while it is being moved; 

c) processing said EMG signals to determine at least one property of a NMES signal; 

d) applying a NMES signal to the paretic body part, responsive to said processing; and 

e) moving said paretic body part at most partially by said NEMS stimulation. 

20 Optionally, said NMES is applied at a timing according to said EMG signals. 

Alternatively or additionally, said NMES is applied at an amplitude according to said EMG 
signals. 

In an exemplary embodiment of the invention, the method comprises having the patient 
attempt to move the paretic body part, while the NMES is applied, in the same pattern of 

25 movement that the healthy body part is moved in while the EMG signals are detected. 
Optionally, detecting the EMG signals comprises detecting the EMG signals from a plurality of 
muscles or muscle parts of the healthy body part, and applying NMES comprises applying 
NMES to a plurality of muscles or muscle parts of the paretic body part corresponding to the 
plurality of muscles or muscle parts of the healthy body part. Optionally, the amplitude of 

30 NMES applied to each muscle or muscle part of the paretic body part during a time interval in 
the pattern of attempted movement of the paretic body part depends at least partly on the EMG 
signal detected from the corresponding muscle or muscle part of the healthy body, during a 
corresponding time interval in the pattern of movement of the healthy body part 



6 



wo 2005/087307 PCT/IL2005/000135 

In an exemplary embodiment of the invention, the paretic body part is mechanically 
provided with movement by an actuating device. Optionally, said actuating device is 
synchronized to said detected EMG. Alternatively or additionally, said actuating device is 
synchronized to said applied NMES. Alternatively or additionally, the paretic body part is 
5 mechanically assisted with movement by an actuating device. Alternatively or additionally, 
movement of the paretic body part is limited by an actuating device, 

BRIEF DESCRIPTION OF THE DRAWINGS 
Exemplary embodiments of the invention are described in the following sections with 
reference to the drawings. The drawin.gs are generally not to scale and the same or similar 
10 reference numbers are used for the same or related features on different drawings. 

Fig. 1 is a schematic drawing o£ a healthy arm with EMG electrodes, an EMG unit, a 
signal processing unit, an NMES unit, and a paretic arm with NMES and EMG electrodes, 
according to an exemplary embodiment of the invention; 

Fig. 2 shows plots of a raw EMG signal, rectified signal, smoothed rms signal, 
15 according to an exemplary embodiment of the invention; 

Fig. 3 is a schematic drawing of an arm attached to a robot arm, according to an 
exemplary embodiment of the invention; 

Fig. 4 is a schematic drawing of a paretic arm with NMES electrodes and EMG 
electrodes, nerve signals from brain, and a signal processing imit, according to a different 
20 exemplary embodiment of the invention than Fig. 1; and 

Figs. 5A-SG are a tune sequence of plots of EMG signals from flexor and extensor 
signals, at different times during rehabilitation, according to an exemplary embodiment of the 
invention. 

DETAILED DESCRIPTION OF EXEMPLARY EMBODIMENTS 
25 Fig. 1 shows an apparatus for applying NMES to several muscles of a paretic arm, 

guided by EMG signals from the corresponding muscles of a healthy arm. Healthy arm 102, 
belonging either to the patient with the paretic arm or to someone else, has EMG electrodes 
attached to the skin. The person whose arm it is moves the arm voluntarily in a particular 
pattern, which generates a certain time-dependent pattern of EMG voltages in the muscles, 
30 There are optionally four EMG channels, one channel measuring EMG signals from each of 
four muscles: the biceps, the triceps, the flexors, and the extensors. Each channel uses three 
electrodes, two recording signals from near each end of the muscle, and one reference electrode 
in the middle. For example, electrodes 104 measure the biceps, electrodes 106 measure the 
triceps, electrodes 108 measure the flexors, and electrodes 110 measure the extensors It should 



wo 2005/087307 PCT/IL2005/000135 

be understood Ccom the description of the present invention that similar arrangements are 
optionally arranged for other muscle pair groups, such as the pectoralis major and deltoid pairs. 
When the arm is moved voluntarily, these electrodes transmit the EMG signals corresponding 
to the pattern of muscle contractions producmg that movement of the arm, via cable bundles 

5 1 12, 1 14, 1 16, and 1 1 8, to an EMG device 120. The EMG device, or a separate controller, does 
preliminary processing of the EMG signals, for example amplifymg them, digitizing them, 
and/or recording them. 

The EMG signals are then transmitted, via a cable 122, to a controller 124, which is, for 
example, a personal computer, or comprises special dedicated hardware. The controller 

10 optionally further processes the EMG signals, for example filtering them, rectifying them, 
smoothing them, changing the timing, or cutting and pasting parts of a sequence in a different 
order. The signal processing is optionally done automatically, or is partly or entirely under the 
control the physical therapist. Fig. 2 shows a plot of a filtered raw EMG signal 202 from one 
channel, a rectified signal 204, and a smoothed rectified signal 206, in which the root mean 

15 square of the signal is calculated in each of a sequence of time intervals, or example every 10 
milliseconds. The smoothed rectified signal is a measure of the overall degree of contraction of 
the muscle or section of the muscle measured by that channel, while eliminating high 
frequency noise associated with the changes in potential of individual muscle fibers. 
Optionally, the smoothed rectified EMG signal is averaged over many repetitions of the same 

20 pattern of movement. Optionally, the EMG sensors add up or average the EMG signals commg 
from several different sections of the muscle, or this is done by the signal processing. An 
optional type of signal processing is validating EMG signals, for example, by measuring the 
actual motion of a healthy limb while measuring EMG thereon, so that it is clear that the EMG 
signals result from the desired movement. Optionally, one or more of the parameters of the 

25 signal processing are controlled by the therapist. In some embodiments of the invention, the 
smoothed rectified EMG signal is created by dispensing with anomalous EMG readings, such 
as not factoring the high and low readings, and averaging the rest of the readings over multiple 
repetitions. In some embodiments, the EMG is measured and the NMES applied, at a time 
delay, for example, to allow multiple EMG signals to be collected and averaged. 

30 Controller 124 also controls NMES device 126, via cable 128. Optionally, controller 

124 commands NMES device to produce NMES signals in each of four channels. The signals 
in the four channels travel through cables 130, 132, 134, and 136, to electrodes 138, 140, 142, 
and 144, which respectively stimulate the biceps, triceps, flexors, and extensors on the patient's 
paretic arm 146 (or optionally any other muscle pair as the case may be). Optionally, the 



wo 2005/087307 PCT/IL2005/000135 

NMES signals in each channel are given a time-dependent amplitude which will produce the 
same movement in the paretic arm as was performed by the healthy arm. This is done, for 
example, by making the signal strength in each NMES channel depend on the processed signal 
amplitude from a corresponding one of the four EMG channels. For example, the NMES signal 
5 is proportional to the processed EMG signal amplitude, or is a fixed monotonic function of the 
processed EMG signal amplitude, for the corresponding channel. 

Optionally, the NMES signal depends also on the EMG signal from one or more other 
channels. For example, because the biceps and triceps work against each other, the NMES 
signals controlling the biceps and triceps, optionally depend on a linear combination of the 

1 0 EMG signal from the biceps and the EMG signal from the triceps, with a negative coefficient 
for the EMG signal from the triceps. If the linear combination is positive, only the biceps is 
stimulated, and if the linear combination is negative, only the triceps is stimulated. A similar 
method is optionally used for any other pair of agonist antagonist muscles, such as the flexors 
and extensors which also work against each other. 

IS Optionally, the NMES signals are based not directly an the EMG signals from the 

corresponding muscles, but are modified to produce motion that is reversed in some way from 
the motion associated with the EMG signals. For example, if the EMG signals come from a left 
arm and the NMES signals are applied to a right arm, then optionally the NMES signals are 
changed to produce motion in the right arm that is the same as the motion of the left arm, rather 

20 than a mirror image of it, as would occur if the corresponding muscles in the two arms were to 
contract at the same time. Alternatively or additionally, whether or not the two arms are a left 
arm and a right arm, if the motion of the healthy arm is cyclical, then the NMES signals are 
changed to produce motion in the paretic arm that is 180 degrees out of phase from the motion 
of the healthy arm. Such a modification in the NMES signals might be particularly useful to 

25 use for the left and right legs, for example, in a patient who needs to releam how to walk or 
ride a bike. 

Optionally, there are also EMG electrodes 148, 150, 152, and 154, attached to the 
paretic arm. These sensors send signals along cables 156, 158, 160 and 162, respectively, to 
four additional channels of EMG device 120, which thus has a total of eight channels. These 
30 additional EMG signals are processed by the EMG device and hy controller 124, similar to the 
processing of the EMG signals from healthy arm 102. Optionally, the EMG signals from 
paretic arm 146 are also used by controller 124 in cpntroUing the NMES signals. The EMG 
signals in paretic arm 146 may arise because the sensory-motor cortex of the patient is still 
capable of producing weak nerve impulses in paretic arm 146, even if these nerve impulses are 

9 



wo 2005/087307 PCT/IL2005/000135 

too weak to cause the paretic arm to move. By timing the NMES signals to the corresponding 
EMG signals in the paretic arm, the paretic arm can move in response to the attempts of the 
patient to move it, providing kinesthetic feedback to the patient Alternatively or additionally, 
EMG signals m paretic arm 146 may be induced by moving paretic arm 146 passively, for 
5 example by a robot arm as discussed below in describing Fig, 3. 

Optionally, controller 124 also uses other information in controlling the strength of the 
NMES signals. For example, the healthy arm has a sensor 164, for example a strain sensor, 
which measures the degree of bending of the elbow, and a sensor 166 which measures the- 
degree of extension of the fingers, while the paretic arm has similar sensors 168 and 170. The 

10 sensors feed mto a unit 172 which processes the sensor data to determine the bendhig of the 
arm and fmgers, and this information is conveyed, for example by cable 174, to controller 124. 
Optionally, unit 172 and controller 124 are part of a single control unit. Optionally, sensors are 
used only with one of the arms. Optionally there are other sensors which measure other aspects 
of the arm and hand position, particularly if EMG and NMES is used with additional muscles. 

15 A variety of other types of sensors are additionally or alternatively used for measuring the arm 
or hand position, for example the arm is fitted to a robot arm whicli has such sensors to 
measure its own state, as shown in Fig. 3 which will be described below. Or, LEDs are 
attached to key points on the arm and hand and their location tracked with a video camera, or 
magnetic field sensors are attached to key points on the arm and hand, and an external 

20 magnetic field and/or field gradient imposed. Other methods- will be apparent to those skilled in 
the art of sensing the position and orientation of body parts. 

The position of the paretic arm can be used, for example, as negative feedback to the 
NMES signals. During the course of rehabilitation, as the patient's own nerve impulses become 
stronger and/or more effective, for example distinguishing better between antagonistic pairs of 

25 ' muscles, the NMES signal can be reduced while producmg the same arm motion. This kind of 
feedback can also be used within a given rehabilitation session. For example, if the patient is 
momentarily having trouble continuing to move his arm, the NMES amplitude is momentarily 
increased, until the patient is able to start moving his arm again. Optionally, in this case, the 
controller distmguishes between the patient simply resting, and the patient trying 

30 unsuccessfully to move his arm, for example by looking at EMG sign^al levels in the paretic 
arm. 

The position of the healthy arm can be used, for example, to supplement the EMG 
signals firom the healthy arm, as a measure of the degree of contraction of the muscles in the 



10 



1 



wo 2005/087307 PCT/IL2005/000135 

healthy arm. Alternatively or additionally, i;he data on position of both arms can be used to 
monitor the progress of the rehabilitation of "the patient. 

Fig. 3 shows an arm 302, which could be either the healthy arm or the paretic arm in 
Fig. 1, attached to a robot arm 300. The upper arm is held by a holder 304, and the lower arm is 
5 held by a holder 306. Upper arm holder 304 is attached to an extendable rod 308, wlxich is 
connected to a controllable ball joint 310, and similarly lower arm holder 306 is attached, to an 
extendable rod 312, which is connected to a controllable ball joint 314, Ball joints 310 an.d 314 
are connected to each other with a rigid cotmector 316. The ball joints and extendable rods 
include both actuators and sensors, for all th.eir degrees of freedom, in this case two degrees of 

10 freedom for each ball joint, and one degree of freedom for each extendable rod. The sensors 
can sense the degree of bending of fhe elboxv of arm 302, and the actuators can apply force to 
bend or unbend the elbow, and/or to resist iDending or unbending of the elbow by the patient. 
Optionally, the actuators and sensors have xnore or fewer degrees of freedom, depending for 
example on which muscles are being rehabilitated, and optionally the robot arm is attached to 

IS additional points on arm 302, for example "to dififerent points on the wrist, hand, and fingers. 
Signals from the sensors and to the actuators are processed by a robot arm control bc>:x, not 
shown in Fig. 3 . 

The robot arm optionally is used in Xlie same way as sensors 164, 166, 168 and 170 in 
Fig. I. In addition, the fact that the robot -arm can move in a controlled way under its own 

20 power means that it can supplement the INMES, in providing kinesthetic feedback for the 
patient, if used with the paretic arm. The zrobot arm provides a different kind of kinesthetic 
feedback than NMES provides, since it moves the paretic arm without causing musoles to 
contract under their own power, and both types of feedback are potentially useiul in 
rehabilitation. For example, NMES may not: be able to produce a smooth and accurate motion 

25 by itself, and robot arm can help to correct axid smooth the motion induced by NMES. 

Optionally, both the passive and active modes of the robot arm are combined with the 
NMES, Movement generated by the robot arm is assisted by contraction of the muscles by 
NMES. When the patient moves the robot ann in an active way, the NMES signals are adjusted 
correspondingly. 

30 Optionally, motion of the robot arm attached to the paretic arm is based on EMG 

readings in combination with motion of the healthy arm. 

When providing rehabilitation various types of motion may be supported by the robotic 
arm, for example, one or more of: 

a) Passive motion. The robot arm is moved and the patient moves with it. 

11 



■ 



I 



wo 2005/087307 PCT/IL2005/000135 

b) Resisted motion, Tiie patient movies the robot ann and encounters resistance. Tlie 
resistance may be of various magnitudes and xnay be uniform in all direction or be directional. 

c) Assisted motion. When a patient moves the robot arm, a positive feedback on ami 
increases the force of motion in the direction moved by the patient, 

5 d) Force field motion. The patient moves the robot arm. Along a certain trajectory one 

level of resistance (or none) is encountered. Deviation from the trajectory is not allowed or 
meets with resistance. Motion along a "correct" trajectory can be without resistance, or 
possibly assisted. An increased resistance is exhibited in a volume surrounding trajectory. An 
even greater resistance is exhibited in a surrounding volume. A prevention of motion may be 

10 provided in an outside volume. In an exeitxplary embodiment of the invention, a corrective 
force vector is appUed when not on trajector^^, pointing towards trajectory. Optionally, instead 
of a corrective force, resistance varies as a fixnction of distance from trajectory, thus, motion of 
the robot arm is naturally urged back to trajectory. Optionally, the force is applied in the 
direction of the path. Alternatively, the force maybe a unidirectional force of resistance. 

15 This type of motion helps to train the patient in a desired motion. 

e) Mirrored motion. Motion of the xobot arm is requbred to mirror the trajectory of 
motion of a different element, for example for dual limb rehabilitation. 

£) Free motion. Patient moves the rotot arm in any way he desires, possibly receiving 
feedback. As the patient (or therapist or helper) moves the robot arm, a device may record it for 

20 future playback. In a playback mode thie prerecorded motion (or path) is optionally 
reconstructed using other modes. Optionally, the recorded path is modified (e.g., smoothed), 
for example automatically or manually. 

g) General Force Field. A force field and/or an assistance field is defined which is not 
related to any particular trajectory. For example, a range of trajectories may be allowed to be 

25 practiced by a user, or a real or virtual situati on simulated (e.g., water, areas v^th obstacles). 

h) Local force field. A force field wtiich is applied to only a small locality and/or only 

in one or two dimensions. 

i) Restricted motion. One or more points of the body of a subject are supported or 
prevented from moving. Optionally, the angles between such points and the moving points on 

30 the device are measured. In one example the> elbow is locked with a dedicated harness allowing 
only a shoulder motion. In some embodiments, the restriction is partial and/or is provided by a 
movable element (e.g., an arm). 



12 



I 



wo 2005/087307 PCT/IL2005/000135 

j) Initiated Motion. The patient initiates the motion (e.g., a 1 cm motion or 100 gram 
force) and the robot arm completes or helps the patient complete the motion in space. The 
completion may be of a whole trajectory or of part of a traj ectory . 

k) Implied motion. The robot arm begins the inotion and the patient completes it. The 
5 robot arm may assist the rest of the motion in various manners (e.g., by changing to one of the 
modes described herein after the motion starts). If th^ patient fails to pick up the motion, the 
robot arm may generate a cue, for example an audio reminder. Different parts of a single 
motion trajectory may each have a machine initiation definition. Optionally, if a patient is too 
slow in moving, the robot arm begins the motion. 
10 1) Cued motion. The patient receives a cue firom the system before motion according to 

a different mode begins. The cue can be, for example, vibration of the robot arm, stimulation 
pads on the skin, audio or visual cue. In some embodiments of the invention, the strength of the 
cue and/or its timing and/or other ongoing activities (e.g., a visual display and game) are used 
to help train the coordination between different modalities, for example, hand-eye 
1 5 coordination. A motion cue can be used to train a kinesthetic sense. 

m) Teach Mode. The robot arm is taught a motion. In one example, a therapist performs 
a motion and motion parameters at each point are recorded and can then be used for an 
exercise. Another way of teaching the system is to follow a path that the therapist traces with 
his/her own motion. The therapist may use the controller to indicate a point to be taught or a 
20 continuous mode may be defined by which an entire trajectory is learned. Optionally the patii 
and points are edited before replay. Optionally, the paths are processed, for example, by 
smootiiing or identifying motion points, before playback. 

Thus, in some embodiments of the invention, the robot arm can provide one or more of 
Isokinetic, Isotonic and Isostatic exercises. 
25 It should be appreciated that a definition of a trajectory which the robot arm is to follow 

can include speed parameters. For example, a user may be assisted, or urged, or expected, to 
move the robot arm at a certain speed. The speed may be, for example, absolute, or relative 
(e.g., requiring a uniform speed or the speed to match a non-uniform profile). 

Optionally, an angular trajectory is defined, which places constraints on an angular 
30 orientation of the robot arm. In some embodiments, the constraint is one dimensional. In others 
it is two or three dimensional. 

Speed, angles and spatial trajectories in a particular rehabilitation scenario may each 
belong to a different one of the above motion types. For example, spatial trajectory may be of a 
force field type, while speed trajectory is fi:ee or assisted. The type of trajectory and/or its 

13 



wo 2005/087307 PCT/IL2005/000135 

parameters may also vary along the trajectory, as a function of time and/or as a fiuiction of 
previous performance. For example, a smaller assistance at a later part of a trajectory may be 
provided for a type of motion which was properly (or better than expected) executed in an 
earlier part of the trajectory. 
5 Trajectories may be absolute, for example, defined as a function of a resting point or a 

different point on the robot arm. In other embodiments, the trajectories are purely relative, for 
example, requiring a patient to move an arm in a straight line, regardless of starting point. In 
other embodiments, a trajectory is partially relative, in that once motion starts, this determines 
the shape of the rest of the trajectory, for example, a start of a trajectory indicating if a patient 

10 is standing or sitting, and thus what type of hand motion is expected. 

In some embodiments, such as described below, where multiple points are defined, the 
trajectories of each point may be of different types. In some embodiments, what is defined is a 
trajectory as a function of two or more points. For example, if two points are used to define an 
elbow configuration (e.g., angle between bones), the trajectory constraints may be defined on 

15 the motion of the elbow. Such motion may be relative in space (e.g., a comparison of the two 
points) and not absolute (e.g., compared to a device reference point). It should be no1:ed that in 
some embodiments of the invention a tensor or tensor field is provided, as each poin.t in space 
can have associated with it a speed, a force and/or a rotation, all of which can be scalar or a 
. vector. 

20 In some embodiments of the invention, different modes are defined for different parts 

of a trajectory or for different parts of space (e.g., for a particular arm). Optionall>^, a mode 
may be triggered based on the actual performance. For example, if motion velocity is below a 
certain threshold, a more assistive mode is provided. Similarly, a pause of over a threshold may 
imply a more assistive mode. An exact motion may imply a less assistive mode. 

25 Fig. 4 shows an arrangement according to another exemplary embodiment of the 

invention, in which only a paretic arm 146 is used. As in Fig. 1, there are EMG electrrodes 148, 
150, 152 and 154, attached respectively to the biceps, triceps, flexors and extensors of the 
paretic arm, three electrodes for each muscle, and the EMG signals are conveyed along cables 
156, 158, 160, and 162, to an EMG device 120, which, after preliminary processing, transmits 

30 the signals to controller 124. As in Fig. 1, controller 124 uses the EMG signals in destermining 
the amplitude and timing of NMES signals transmitted by NMES device 126, whick stimulate 
the biceps, triceps, flexors and extensors of paretic arm 146 through NMES electr-odes 138, 
140, 142, and 144. 

14 



wo 2005/087307 PCT/IL2005/000135 

* 

The NMES signals transmitted by NMES device 126 in Fig. 4 are not strong enough, in 
themselves, to cause paretic arm 146 to move significantly, and this is optionally also true in 
Fig. 1. But the NMES signals, together with the patient's own nerve impulses, are strong 
enough to cause the arm to move. Thus, the paretic arm only moves when the patient tries to 
5 move it, and the kinesthetic feedback provided by the motion further encourages the 
development of alternate pathways for nerve impulses in the patient, or alternate locations in 
the motor cortex to originate nerve impulses to the same muscles, eventually enabling the 
patient to move the paretic arm by himself. This may be particularly useful when the motion 
involves a coordinated sequence of contractions of more than one muscle. Optionally, in the 
^ 10 course of rehabilitation, the NMES signal is lowered, as less NMES signal is needed in order to 
allow the patient to move the paretic arm. 

Optionally, in the absence of nerve impulses from the patient's motor cortex, the 
NMES signals are between 100% and 120% of the amplitude needed to produce motion for an 
average healthy subject, or for an average paretic patient, or they are adjusted to that level for a 
15 particular patient. Alternatively, they are between 120% and 140% of that amplitude for any of 
these people, or between 80% and 100%, or between. 60% and 80%, or less than 60%. 
Optionally, for any of these people, the NMES signals are between 100% and 120% of the 
level needed to produce motion in the presence of nerve impulses from the motor cortex when 
the person makes an effort to move, or between 120% and 140%, or between 140% and 200%, 
20 or greater than 200%. 

Optionally, the NMES is targeted to a part of the muscle with at least as much spatial 
precision as an average healthy subject is able to achieve when voluntarily directing nerve 
impulses to that muscle. Alternatively, the NMES is targeted with less than this much 
precision, but with at least half this much precision, or with less than half this much precision, 
25 but at least one quarter this much precision, or with less than one quarter this much precision. 

Characteristics of the procedure illustrated in Figs. 1 and 4 can be varied to adapt to the 
needs of the patient, in order to facilitate rehabilitation. Several examples are given below. 

The EMG and NMES need not use the four muscles shown being used in Figs. 1 and 4, 
but could include more muscles, or fewer muscles. Optionally, only the biceps and triceps are 
30 used initially. Then, once the patient has gained some ability to use the biceps and triceps 
effectively, the flexors and extensors are added to the EMG and NMES channels. These four 
muscles are basic to gross control of the arm, in addition to other muscles such as the pectorals 
and the deltoids. Later, individual fingers are added, and/or other wrist and hand motions, to 

15 



wo 2005/087307 PCT/IL2005/000135 

improve fine motor control. For rehabilitation of body parts other than the arm, of course, other 
groups of muscles are selected. 

The amplitude of NMES optionally varies depending on feedback from various sources, 
and depending on the immediate goal of the rehabilitation program. As mentioned previously, 
5 the NMES signal is optionally decreased as the patient recovers the ability to generate nerve 
impulses and move his muscles by himself. Alternatively, if the immediate goal is the 
strengthening of atrophied muscles, the amplitude of NMES is optionally increased as the 
muscle gets stronger, and can benefit from more strenuous exercise. In this case, the arm is 
optionally made to move against a restraining force, for example a weight or a robotic arm, 

1 0 which is increased as the muscle gets stronger, so a stronger NMES signal is required in order 
to move the arm by the same amount. 

, In addition to using kinesthetic feedback to encourage the development of alternative^ 

pathways for nerve impulses, as discussed above, other kinds of feedback are optionally used, 
to help the patient learn how to control his muscles more effectively. For example, seeing the? 

1 5 movement of the arm, when his nerve impulses are supplemented by NMES stimulation, can. 
help the patient adjust his eflForts to move his arm. Similarly, such feedback for conscious- 
learning by the patient can be provided by a device, such as the robot arm in Fig. 3, which^ 
measures and records the motion of the arm, and by the processed EMG signals. For example^ 
the patient can try to make the EMG signals from the paretic arm more closely resemble the? 

20 EMG signals generated by the healthy arm when it is performing the desired movement, or hes 
can try to make the EMG signals from the paretic arm more closely resemble some template.,, 
perhaps developed from examining recorded EMG signals from the healthy arm, or froirm 
paretic arms of other patients who have undergone similar rehabilitation. 

In the arrangement shown in Fig. I, if the patient's other arm is used as the healthy arm,. 

25 then optionally the patient tries to move both arms synchronously, in mirror image movements - 
The NMES signals, optionally based on the EMG signals of the healthy arm, allow the paretic: 
arm to move, and since the patient is attempting to move both arms in synchrony, he receives 
kinesthetic feedback from the paretic arm, which helps promote the development of alternate 
pathways for nerve impulses. In some embodiments of the present invention, movement of the 

30 paretic arm to mirror movement of the healthy arm is assisted, in part or in whole, by the 
robotic arm 300. 

Optionally, the NMES signals are adapted to the capability of the paretic arm. For 
example, if the muscles in the paretic arm are incapable of responding as rapidly as normal to 
the NMES, then the NMES signals are optionally slowed down, or high frequency components 

16 



wo 2005/087307 PCT/IL2005/000135 

are reduced or removed. As the muscles recover the capability of more rapid response, the 
NMES signals are sped up again. The speed of the NMES signals is either adjusted 
automatically, in response to sensor data on movement of the paretic arm, or manually by the 
therapist, optionally using such sensor data to evaluate the patient. If a robotic arm is used in 
coordination with NMES to help move the paretic arm, the motion of the robotic arm is 
optionally slowed down together with the NMES, Even if the robotic arm is used to help move 
the paretic arm without NMES, the motion of the robotic arm is optionally slowed down if, for 
example, this will help the patient to make a greater contribution to the motion with his own 
nerve impulses, or will be useful for some other reason in rehabilitation. 

Figs. 5A through 5G illustrate a procedure for rehabilitatmg a patient who has a 
problem that is common following a stroke in the somato-motor cortex — the failure of the 
patient's nerve impulses to distinguish adequately between two muscles that form an 
antagonistic pair, such as the biceps and triceps, or the flexors and extensors- As shown in Fig. 
5 A, the EMG signal 402 from the flexors, and signal 404 from the extensors, when the patient 
attempts to open and close her hand, are strong enough to cause both muscles to contract, since 
they are above threshold level 406. But both muscles contract at the same time, so that they 
work against each other, and the hand exhibits very little movement. First, the patient learns to 
decrease the overall activity of both the flexors and extensors, below the threshold for 
contraction, as shown progressively in Figs. 5B, 5C, and 5D. Then, as shown in Figs. 5E, 5F, 
and 5G, the patient is taught to increase the activity of the extensors, while keeping the flexors 
relaxed. This is done, for example, by, applying NMES to the extensors, increasmg kinesthetic 
feedback, when patient tries to contract the extensors. 

To summarize, listed below are some of the rehabilitation methods that can be used in 
some embodiments of the invention, including those discussed. 

1) Record EMG in healthy arm and apply similar pattern of NMES to paretic arm, in real time 
or not. 

2) Adjust NMES amplitude to supplement nerve impulses in paretic arm, as measured by EMG 
in paretic arm. 

3) Target NMES to sections of paretic arm where EMG is weak. 

4) Slow down NMES to adapt to slow response time of paretic arm. 

5) Have, patient move both arms together, in mirror image, while applying NMES based on 
EMG in healthy arm. 



17 



wo 2005/087307 PCT/IL2005/000135 

4 

6) Have patient move both arms together not in a mirror image, and/or in a cyclical motion 1 80 
degrees out of phase, while applying NMES based on (but modified from) EMG in healthy 
arm. 

7) Base NMES on average EMG over many repetitions of movement by healthy arm. 

5 8) Sense position of paretic arm and use negative feedback for NMES; optionally use EMG of 
paretic arm to distinguish inability to move arm from intentional resting. 
9) Record sensed position of healthy arm as a function of time while recording EMG signals, 
then apply corresponding NMES to paretic arm when paretic arm is in a corresponding 
position. 

10 10) Use robotic arm to move healthy arm in a desired pattern, detect the resulting EMG signals 
generated passively in the healthy arm, and use them as a basis for NMES applied to paretic 
arm to produce corresponding motion. 

11) Use robotic arm and/or NMES to move or assist moving paretic arm, matching to measured 
position of healthy arm. 

15 12) Use robot arm to measure resistance of paretic arm to motion, thereby determining whether 
failure of paretic arm to move is due to failure of muscle to contract, pr failure to differentiate 
between antagonistic pairs of muscles; optionally adjust NMES accordingly. 
13) Use robotic arm, with or without NMES, to assist moving paretic arm, slowing down 
robotic arm to match capability of paretic arm. 

20 14) Use robotic arm to work against muscles of paretic arm, with or without NMES, optionally 
adapting force to capability of paretic arm. 

15) Use EMG of paretic arm to teach patient to better control paretic arm, optionally including 
better differentiating between antagonistic pairs of muscles. 

In an exemplary embodiment of the invention, the method of applying NMES is 
25 combined with the teachings of other.applications filed by the applicant. 

US provisional application no. 60/633,442 filed on December 7, 2004, also being filed 
as PCT application on same date as the present application and by the same applicant, entitled 
"Methods and Apparatuses for Rehabilitation Exercise and Training" and having attorney 
docket number 414/04388, the disclosures of which are incorporated herein by reference, 
30 describe rehabilitation of balance. In an exemplary embodiment of the invention, NMES is 
used to help a patient coordinate two sides of a body, or to stimulate muscle sin one part of the 
body relating to balance (e.g., a torso) when another part moves (e.g., legs). 

US provisional application no. 60/566,079 filed on April 29, 2004, also being filed as 
PCT application on same date as the present application and by the same applicant, entitled 

18 



wo 2005/087307 



PCT/IL2005/000135 



"Fine Motor Control Rehabilitation" and having attorney docket number 414/04401, the 
disclosures of which are incorporated herein by reference, describe rehabilitation of fine motor 
control. In an exemplary embodiment of the invention, NMES is used to help a patient 
coordinate gross and fine motor motions (e.g., measuring a large muscle and stimulatmg a 
small muscle or vice versa) or to copy fine motor control from a healthy arm to a paretic arm. 

US provisional application no, 6.0/633,428 filed on December 7, 2004, also being filed 
as PCX application on same date as the present application and by the same applicant, entitled 
"Gait Rehabilitation Methods and Apparatuses" and having attorney docket number 
414/04391, the disclosures of which are incorporated herein by reference, describe 
rehabilitation of gait. In an exemplary embodiment of the invention, NMES is used to 
coordinate the movement of two legs and/or of motion of different parts of a leg, for example, 
EMG measurements on a thigh (healthy or paretic) are used to drive NMES signals to a paretic 
calf. 

US provisional application no. 60/542,022 filed on February 5, 2004, also being filed as 
PCT applications on same date as the present application and by the same applicant, entitled 
"Methods and Apparatus for Rehabilitation and Traming", the disclosures of which are 
incorporated herein by reference, describe rehabilitation devices of various types. In an 
exemplary embodiment of the mvention, NMES stimulation and/or EMG measurement is 

provided in such devices. 

US provisional application no. 60/604,615 filed on August 25, 2004, the disclosure of 
which is incorporated herein by reference, describes rehabilitation while measuring and/or 
otherwise taking mto account brain plasticity. In an exemplary embodiment of the invention, 
NMES stimulation is provided in a manner which is coordinated with the activity of brain 
centers responsible for generating neural signal to the paretic limb and/or to receive signals 
form the paretic limb. Such a brain area may be detected, for example using EEG or fMRI 
methods. 

As used herein, a "position" of an arm or another body part may include not just the 
spatial location of a particular portion of the arm or body part, but any other information 
needed to specify its spatial state, including, for example, how much it is bent at the elbow, 
how much the forearm is twisted, how much the wrist is bent, etc. In some embodiments, the 
velocity of the part and/or its orientation are controlled. 

The invention has been described in the context of the best mode for carrying it out. It 
should be understood that not all features shown m the drawing or described in the associated 
text may be present in an actual device, in accordance with some embodiments of the 

19 



wo 2005/087307 PCT/IL2005/000135 

invention. Furthermore, variations on the method and apparatus shown are included within the 
scope of the invention, which is limited only by the claims. Also, features of one embodiment 
may be provided in conjunction with features of a different embodiment of the invention. As 
used herein, the terms "have", "include" and "comprise" or their conjugates mean "including 
but not limited to." 



20 



wo 2005/087307 PCT/IL200S/000135 

CLAIMS 

1. Apparatus for rehabilitating a patient who has a paretic body part, the apparatus 
comprising: 

5 a) at least one electromyography (EMG) sensor adapted to being applied to a voluntary 

muscle of a healthy body part of the same type as the paretic body part, which at least 
one sensor produces at least one EMG signal; 
b) a neuromuscular electrical stimulation (NMES) device adapted for stimulating at least 
one voluntary muscle of the paretic body part; 
10 c) a controller which controls the NMES device and expects a motion of the paretic body 

part, making the amplitude of stimulation of the paretic body part at least partly 
dependent on the EMG signal from the healthy body part such that said NMES 
stimulation is not sufficient, on its own, to move said paretic body part said expected 
motion. 

15 

2. Apparatus according to claim 1, wherein the at least one muscle of the healthy body 
part corresponds to the at least one muscle of the paretic body part. 

3. Apparatus according to claim 1, wherein said controller is configured to process said 
20 EMG signals and determine at least one property of said NMES signal. 

4. Apparatus accordmg to claim 2, wherein the controller is configured so that the NMES 
stimulates the paretic body part to make a movement corresponding to a movement made by 
the healthy body part when the EMG signals are sensed. 

25 

5. Apparatus according to claim 4, wherein the controller is configured so that the 
amplitude of stimulation of at least one of the at least one muscle of the paretic body part 
increases when the EMG signal from the corresponding muscle of the healthy body part 
increases at a corresponding time in the movement of the healthy body part. 

30 

6. Apparatus according to claim 4 or claim 5, wherein the at least one muscle of the 
paretic body part comprises an antagonistic pair of muscles, and the controller is configured so 
that the amplitude of stimulation of one muscle of the antagonistic pair of muscles decreases 
when the EMG signal from the muscle in the healthy body part corresponding to the other 

21 



wo 2005/087307 PCT/IL2005/000135 

muscle of the antagonistic pair of muscles increases at a corresponding time in the movement 
of the healthy body part, 

7. Apparatus according to any of the preceding claims, wherein one or both of the 
S controller and the NMES device are configured so that the stimulation amplitude is not high 

enough to cause the stimulated muscle to contract in the absence of nerve impulses from the 
patient's brain, but is high enough to cause the muscle to contract in the presence of nerve 
impulses from the patient's brain, for at least some patients who cannot move said body part by 
themselves. 

10 

8. Apparatus according to any of the preceding claims, wherein the at least one EMG 
sensor comprises a plurality of EMG sensors, each EMG sensor adapted to being applied to a 
different muscle or muscle part of the healthy- body part. 

15 9. Apparatus according to claim 8, wherein each EMG sensor produces a separate EMG 
signal. 

10. Apparatus according to claim 9, wherein the NMES device is adapted to independently 
stimulate a plurality of muscles or muscle parts of the paretic body part. 

20 

11. Apparatus according to claim 10, wherein said plurality of muscles or muscle parts of 
the paretic body part correspond to the muscles or muscle parts of the healthy body part to 
which the plurality of EMG sensors are adapted to being applied. 

25 12. Apparatus according to claim 11, wherein the controller is configured so that amplitude 
of NMES stimulation of said plurality of muscles or muscle parts of the paretic body part is at 
least partly dependent on the EMG signals from the plurality of EMG sensors. 

13. Apparatus according to claim 12, wherein the controller is configured so that the 
30 amplitude of NMES stimulation of each of said plurality of muscles or muscle parts depends at 

least partly on the EMG signal from the corresponding muscle or muscle part. 

14. Apparatus according to any of the preceding claims, wherein the paretic body part is a 
body part that comes in pairs. 

22 



* 



wo 2005/087307 PCT/IL2005/000135 

1 5. Apparatus according to claim 14, wherein the paretic body part is an arm. 

1 6. Apparatus according to claim 14, wherein the paretic body part is a leg. 

5 

17. Apparatus according to any of claims 14-16, wherein the healthy body part belongs to 

« 

the patient. 

18. Apparatus according to any of claims 14-16, wherein the healthy body part belongs to a 
1 0 different person. 

19. Apparatus according to any of the preceding claims, wherein the controller makes the 
stimulation amplitude at least partly dependent on a processed form of the EMG signal. 

15 20. Apparatus according to claim 19, wherein the processed form of the EMG signal is 
stretched out in time from the EMG signal. 

21. Apparatus according to claim 19 or claim 20, wherem the processed form of the EMG 
signal corresponds to an EMG signal that would be produced by a movement of the healthy 
body part that is a mirror image of a movement that the healthy part was undergoing when the 
EMG signal was generated. 

22- Apparatus according to any of claims 19-21, wherein the processed form of the EMG 
signal is time delayed from the EMG signal. 

23. Apparatus according to any of the preceding claims, also including a first position 
sensing device which monitors a position of the healthy body part. 

24. Apparatus according to claim 23, also including a first actuating device which 
30 mechanically changes the position of the healthy body part. 

25. Apparatus according to any of the preceding claims, also including a second position 
sensing device which monitors a position of the paretic body part. 

23 



« 



wo 2005/087307 PCT/IL2005/000135 

26, Apparatus according to any of claims 1-25, including a paretic actuating device which 
mechanically changes ttie position of the paretic body part under control of said controller and 
according to said expected move. 

5 27. Apparatus according to claim 24, wherein said first actuating device mechanically 
changes the position of said healthy body part at varying levels chosen jfrom the group of 
complete assistance, partial assistance or no assistance. 

28. Apparatus according to clahn 24, wherein said first actuating device mechanically 
1 0 changes the position of said healthy body part by limitmg the range of motion of said part. 

29. Apparatus according to claim 26, wherein said second actuating device mechanically 
changes the position of said paretic body part at varying levels chosen from the group of 
complete assistance, partial assistance or no assistance. 

15 

30. Apparatus according to claim 26, wherein said second actuating device mechanically 
changes the position of said paretic body part by limiting the range of motion of said part. 

31. Apparatus adapted for rehabilitating a class of patients who have a paretic body part, 
20 the apparatus comprising a neuromuscular electrical stimulation (NMBS) device adapted to 

stimulate at least one voluntary muscle in the paretic body, wherem the amplitude of 
stimulation is not sufficient by itself to cause contraction of said muscle, but the amplitude of 
stimulation is sufficient to cause contraction of said muscle when a patient in said class 
attempts to move the body part at the same time. 

25 

32. Apparatus according to any of the preceding claims, also including at least one paretic 
EMG sensor adapted for applying to a voluntary muscle of the paretic body part, which at least 
one paretic EMG sensor produces at least one paretic EMG signal. 

30 33. Apparatus according to claim 32, wherein the controller makes the amplitude of 
stimulation of the paretic body part at least partly dependent on the at least one paretic EMG 
signal. 



24 



wo 2005/087307 PCT/IL2005/000135 

34. Apparatus according to claim 33, wherein the at least one paretic EMG sensors adapted 
for applying to the paretic body part comprise a plurality of paretic EMG sensors, each adapted 
for being applied to a different muscle or muscle part of the paretic body part, and each 
producing a separate paretic EMG signal. 

5 

35. Apparatus according to claim 34, wherein the NMES device is adapted to stimulate the 
muscles or muscle parts of the paretic body that the paretic EMG sensors are adapted for being 
applied to, and the controller is configured to make the amplitude of stimulation of each muscle 
or muscle part depend at least partly on the paretic EMG signal from that muscle or muscle 

IQ part. 

36. A method of rehabilitating a patient who has a paretic body part, the method 
comprising: 

a) having the patient or another person move a healthy body part that is of the same type 
15 as the paretic body part; 

b) detecting EMG signals from the healthy body part while it is being moved; 

c) processing said EMG signals to determine at least one property of a NMES signal; 

d) applying a NMES signal to the paretic body part, responsive to said processing; and 

e) moving said paretic body part at most partially by said NEMS stimulation. 

20 

37. A method according to claim 36, wherein said NMES is applied at a timing according 
to said EMG signals. 

38. A method according to claim 36, wherein said NMES is applied at an amplitude 
25 according to said EMG signals. 

39. A method according to claim 36, also including having the patient attempt to move the 
paretic body part, while the NMES is applied, in the same pattern of movement that the healthy 
body part is moved in while the EMG signals are detected. 

30 

40. A method according to claim 39, wherein detecting the EMG signals comprises 
detecting the EMG signals from a plurality of muscles or muscle parts of the healthy body part, 
and applying NMES comprises applying NMES to a plurality of muscles or muscle parts of the 



25 



wo 2005/087307 PCT/IL2005/000135 

paretic body part corresponding to the plurality of muscles or muscle parts of the healtJiy body 
part. 

41. A method according to claim 40, wherein the amplitude of NMES applied to each 
5 muscle or muscle part of the paretic body part during a time interval in the pattern of attempted 
movement of the paretic body part depends at least partly on the EMG signal detected dfrom the 
corresponding muscle or muscle part of the healthy body, during a corresponding time: interval 
in the pattern of movement of the healthy body part. 

* « 

10 42. A method according to any of claims 36-41, wherein the paretic body part is 
mechanically provided with movement by an actuating device. 

43. A method accordmg to claim 42, wherein said actuating device is synchronized to said 
detected EMG. 

15 

44. A method according to claim 42, wherein said actuating device is synchronize=d to said 
applied NMES. 

45. A method according to any of claims 36-44, wherein the paretic body- part is 
20 mechanically assisted with movement by an actuating device. 

46. A method according to any of claims 36-45, wherein movement of the paretic bDody part 
is limited by an actuating device. 



26 



wo 2005/087307 PCT/IL2005/000135 




wo 2005/087307 PCT/IL2005/000135 

4/5 




0 7 -14 21 



FIG.5C 



WO 2005/087307 



PCT/IL2005/000135 



5/5 



^04 406 402 



SEC 




0 



7 



14 



uV 
-20 



-10 



0 



21 



FIG.5D 



SEC, 
0 




FIG.5E 



SEC 




FIG.5F 



SEC 




FIG.5G 



(12) INTERNATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY (PCT) 



(19) World Intellectual Property Orgunizatlon 

Iniemational Bureau 

(43) International Publication Date 
22 September 2005 (22.09.2005) 





PCT 



(10) International Publication Number 

wo 2005/087307 A3 



(51) International Patent Classification: 

A61N 1/36 (2006.0 1) A61B 5/0488 (2006.01) 

(21) International Application Number: 

PCT/1L2OO5/O0O135 

(22) International Filing Date: 4 February 2005 (04.02.2005) 
(25) Filing Language: Engiish 



(26) Publication Language: 



Engiish 



(30) Priority Data: 
60/542,022 
60/566,078 



5 February 2004 (05.02.2004) US 
29 April 2004 (29.04.2004) US 



< 



(71) Applicant (for all designated States except US): MO- 
TORIKA INC. [GB/GH]; Nerine Chambers, P.O. Box 
905, Road Town. Tortola (VG). 

(72) Inventors; and 

(75) Inventors/Applicants (for US only)i EINAV, Omer 
[IL/IL]; 42875 Kfar Monash (IL). KORENMAN, 
Ernesto [IL/IL]; 7 Hativat Givati Street, 43338 Raanana 

(74) Agents: FENSTER, Paul et al.; FENSTER & COM- 
PANY. INTELLECTUAL PROPERTY LTD., RO. Box 
10256, 49002 Petach Tilcva (IL). 



(81) Designated States (unless otherwise indicated, for every 
kind of national protection available): AE, AG, AL, AM, 
AT, AU, AZ, BA, BB, BG, BR, BW, BY, BZ, CA, CH, CN, 
CO, CR, CU, CZ, DE, DK, DM, DZ, EC, EE, EG, ES, FI, 
GB, GD, GE, GH, GM, HR, HU, ID, IL, IN, IS, JP, KE, 
KG, KP, KR, KZ, LC, LK, LR, LS, LT, LU, LV, MA, MD. 
MG, MK, MN, MW, MX, MZ, NA, NI, NO, NZ, OM, PG, 
PH, PL, PT, RO, RU, SC, SD, SE, SG, SK, SL, SM, SY, 
TJ, TM, TN, TR, TT, TZ, UA. UG. US, UZ, VC, VN, YU, 
ZA, ZM, ZW. 

(84) Designated States (unless otherwise indicated, for every 
kind of regional protection available): ARIPO (BW, GH, 
GM, ICE, LS. MW, MZ, NA, SD, SL, SZ, TZ, UG, ZM, 
ZW), Eurasian (AM, AZ, BY, KG, KZ, MD, RU, TJ, TM), 
European (AT, BE, BG, CH, CY, CZ, DE, DK, EE, ES, Fl, 
FR, GB, GR, HU, IE, IS, IT. LT. LU, MC, NL, PL. PT, RO, 
SE, SI, SK, TR). OAPI (BF. BJ. CF, CG, CI, CM, GA, GN. 
GQ, GW, ML, MR, NE, SN, TD, TG). 

Published: 

— with international search report 

(88) Date of publication of the International search report: 

3 May 2007 

For two-letter codes and other abbreviations, refer to the "Guid- 
ance Notes on Codes and Abbreviations" appearing at the begin- 
ning of each regular issue of the PCT Gazette. 



(54) Title: NEUROMUSCULAR STIMULATION 



126 



132 



QO 




'172 



(51) Abstract: Apparatus for rehabilitating a patient who has a paretic body part (146) , the apparatus comprising: a) at least one 
electromyography (EMG) sensor adapted, to being applied to a voluntary muscle of a healthy body part of the same type as the 
paretic body part, which at least one sensor produces at least one EMG signal; b) a neuromuscular electrical stimulation (NMBS) 
device (1 26) adapted for stimulating at least one voluntary muscle of the paretic body part; and c) a controller (124) which controls 
the NMES device, making the amplitude of stimulation of the paretic body part at least partly dependent on the EMG signal from 
the healthy body part. In another embodiment, where only a paretic body part is used, the amplitude of stimulation is not sufBcient 
to cause contraction by itself but only together with the patient's own nerve impulses. 



• 19 1 



INTERNATIONAL SEARCH REPORT 



A. CLASSIRCATJON OF SUBJECT MATTER 

IPC 7 A61N1/36 A61B5/0488 



International Application No 

PCT/IL2005/000135 



Aooording to International Patent GlasBlfiootlon QPG) or to both national dasstfioatlon and IPO 
B. RELD9 SEARCHED 



Minimum documentation searched (ola&slfioation avstemfolbwed by olassifloatlon eymbols) 

IPC 7 A61N A61B 



Documentation eearehed other than minimum documentation to the extent that auoh documents are included In th a fields searched 



Electronio data base consulted during the intsmational search (name of data base and, whera prectioal, ssaroh terms used) 

EPO-Internal , PAJ 



C. DOCUIVIENTS CONSIDERED TO BE RELEVANT 



Category 



Oitation of document with Indication, where appropriate^ of the relevant passages 



Relevant to claim No. 



wo 02/092164 A (FONDATION SUISSE POUR LES 
CYBERTHESES; BRODARD, ROLAND; CLAVEL, 
REYMON) 21 November 2002 (2002-11-21) 
page 14, paragraph 8 - page 15, paragraph 



page 17, paragraph 7 
2 

page 18, paragraph 5 
page 19, paragraph 4 
5; figure 1 



- page 18, paragraph 



- page 20, paragraph 



-/-- 



1-16,18, 
19,23-30 

17, 

20-22,31 



j )( 1 Further documents are Hated in the continuation of box O. 


[)( [ Patent fanr^ly menribers are listed in annex. 1 


" Special categories of cited documents : 

'A" dooument defining the general state of the art which Is not 
considered to be of particular rslevanca 

"E* eerHerdooumentbutpubiishedcn orafterthe Intemaflanal 
filing date 

'L* dooument which may throw doubts on priority clafm(8) or 
which is cited to establish the publication date of another 
citation orotherspaciEd reason (as ^eclflad) 

*0* dooument referring to an oial disclosure, use, exhibition or 
other means 

"P" dooument published prior to the international filing date but 
later flian the priority date claimed 


T" later document published after the tntematlonal filing date 1 
or priority date and not in oonfDot wKh the application but 1 
cited to u nderetand the principle or theory underlying the 1 
Invention 1 

'X' documentof particular relevance; the claimed Invention 1 
cannot be considered novel or cannot be considered to 1 
Involve an Inventive step when the document is taken alone 1 

"Y" dooumantof particular relevance; the claimed invention 1 
cannot be considered to involve an Inventhre step when the 1 
dooument » oombiited with one or more otiier suc^ doou- 1 
mentB, such combination being obvious to a person skilled 1 
In the art 1 

doMiment member of the same patent family 1 


Date of the actual completion of the intematbnal search 


Date of mailing of the international search report 1 


23 May 2005 


03/06/2005 I 


Name and maiQng address of the ISA 

European Patent Office, P.B. 6818 Patantlaan 2 
NL-2280 HVRyswijk 
Tel. (l^31-70) 340-2040, Tx. 31 651 epo ni^ 
to: (4^31-70)340-3018 


Authorized officer 1 

KUster, G 



Form PCT/lSA/210 (second sheet) (Januaiv 2004) 



page 1 of 2 



INTERNATIONAL SEARCH REPORT 



International Application No 

PCT/ 1 12005/000135 



C.(ContinuatIon) DOCUMENTS CONSIDERED TO BE RELEVANT 



Oategoiy ' 



Ottatlon of dooumenti u;ith indication, where appropriate, of the relevant passages 



Reliant to claim No. 



X 



A 



US 4 582 049 A (YLVISAKER ET AL) 
15 April 1986 (1986-04-15) 

column Zt lines 25-35 



column 2, line 51 - column 3, line 26 

column 4, lines 17-43 

column 5, lines 33-50; figure 1 

GRAUPE D: "EMG PATTERN ANALYSIS FOR 
PATIENT-RESPONSIVE CONTROL OF FES IN 
PARAPLEGICS FOR WALKER-SUPPORTED WALKING" 
IEEE TRANSACTIONS ON BIOMEDICAL 
ENGINEERING, IEEE INC. NEW YORK, US, 
vol. 36, no. 7, 1 July 1989 (1989-07-01), 
pages 711-719, XP00O037463 
ISSN: 0018-9294 

page 711, left-hand column, paragraph 1 - 
right-hand column, paragraph 1; figures 
3,5 

page 716, left-hand column, paragraph 1 

WO 02/13673 A (STIMEL LTD; KOTLIK, 

BEN-ZION; ZUKER, MORRIS) 

21 February 2002 (2002-02-21) 

page 10. lines 25-32 

page 11, line 30 - page 12, line 11 

page 12, line 25 - page 13, line 1; figure 

1 



PEASGOOD W ET AL: "EMG-control led closed 
loop electrical stimulation using a 
digital signal processor" 
ELECTRONICS LETTERS, lEE STEVENAGE, GB, 
vol . 36, no. 22, 

26 October 2000 (2000-10-26), pages 
1832-1833, XP0O6015871 

ISSN: 0013-5194 

page 1832, left-hand column, paragraph 1; 
figure 1 

page 1833, right-hand column, paragraph 1 



I- 3. 
8-10, 
14-17 
4-7. 

II- 13, 
18-31 



1 ( 3 9 

8-10,14. 
16,17,19 



31 



31-35 



31-35 



Forni PCT/ISA/210 (continuation of Becond eheet) {Januaiy 200<9 



page 2 of 2 



I) •! « 



INTERNATIONAL SEARCH REPORT 



International application No. 

PCT/IL2005/00O135 



Box II Observations where certain claims were found unsearchable (Continuation of item 2 of first siieet) 

This international Searoh Report has not boon estalaliehed in raspeot of certain olaims under Article 1 7(2)(a) forthe following reasons: 

1. nn Claims Nos.: 36-46 

k)eoau8a they relate to subject matter not required to be searohed by this Authority, namely: 

Rule 39.1(iv) PCT - Method for treatment of the human or animal body by 
therapy 

2. II Claims Nos.: 

— because they relate to parts of the International Application that do not comply with the presoritsed requirements to such 
an extent that no meaningful International Search can be carried out, specificaily: 



3. Claims Nos.: 

— because they are dependent claims and are not drafted in accordance with the second and third sentences of Rule 6.4(a). 

Box III Observations where unity of invention Is lacking (Continuation of item 3 of first sheet) 

This international Searching Authority found multiple inventions in this intemational application, as follows: 



1 . I I As all required additional searoh fees were timely paid by the applicant, this Intemational Search Report covers all 
I — > searchable claims. 



2. I I As all searchable olaims could be searched without effort Justifying an additional fee, this Authority did not invite payment 
of any additional fee. 



3. I I As only some of the required additional search fees were timely paid by the appDoant, this Internationai Search Report 
* — I covers only those claims for which fees were paid, specifically claims Nos.: 



4. J No required additional searoh fees were timely paid by the applicant Consequently, this Intemational Searoh Report Is 
restricted to the invention first mentioned in the claims; it is covered by claims Nos. : 



□ 
□ 



The additional search fees were accompanied by the applicant's protest. 
No protest accompanied the payment of additional search fees. 



Remark on i'rotest 



Form PCT/ISA^I 0 (continuation of first sheet (2)) (January 2004) 



INTERNATIONAL SEARCH REPORT 

Information on patent family members 



International Application No 

PCT/IL2005/0G0135 



Patent document 
cited in search report 


Publication 
date 


Patent family 
member(s) 


Publioation 
date 


wo Q2092164 


A 


21-11-2002 


CA 


2446875 Al 


21-11-2002 






wo 


02092154 A2 


21-11-2002 








EP 


1387712 A2 


11-02-2004 








JP 


2004526541 T 


02-09-2004 








us 


2004172097 Al 


02-09-2004 



US 4582049 


A 


15-04 


-1986 


DE 


3516279 


Al 


13-11-1986 








FR 


2580934 


Al 


31-10-1986 










GB 


2175504 


A 


03-12-1986 


WO 0213673 


A 


21-02 


-2002 


AU 


8007001 


A 


25-02-2002 










EP 


131132G 


A2 


21-05-2003 










m 


0213673 


A2 


21-02-2002 










US 


2003208246 


Al 


06-11-2003 



Form PCT/ISA/210 (petent famtty annex) (Jonuofy 2004]